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You are viewing Updates in Dubai Financial Services Authority (DFSA)
Showing results 1 to 10 of 141
1 - 9 August 2017 — DFSA Action against Former DIFC Employee (9 August 2017)
Media Releases  >> 2017  
2 - FMT Rules of Procedure (7 August 2017)
Financial Markets Tribunal 
3 - 9. (7 August 2017)
Financial Markets Tribunal  >> FMT Rules of Procedure  >> Part 1 Introduction  >> The Registrar and FMT address for service 
4 - FMT Form 1 Notice of Appeal (7 August 2017)
Financial Markets Tribunal 
5 - Conduct of Business Module (COB) [VER29/08-17] (1 August 2017)
Rulebook Modules 
6 - COB 2.2 Guidance (1 August 2017)
Rulebook Modules  >> Conduct of Business Module (COB) [VER29/08-17]  >> COB 2 Client Classification  >> COB 2.2 Overview 
7 - COB 2.3.3 (1 August 2017)
Rulebook Modules  >> Conduct of Business Module (COB) [VER29/08-17]  >> COB 2 Client Classification  >> COB 2.3 Types of Clients  >> Professional Clients 
8 - Guidance (1 August 2017)
Rulebook Modules  >> Conduct of Business Module (COB) [VER29/08-17]  >> COB 2 Client Classification  >> COB 2.3 Types of Clients  >> 'Service-based' Professional Clients 
9 - COB 2.3.6A (1 August 2017)
Rulebook Modules  >> Conduct of Business Module (COB) [VER29/08-17]  >> COB 2 Client Classification  >> COB 2.3 Types of Clients  >> 'Service-based' Professional Clients  >> COB 2.3.6  
10 - COB 3 Core Rules — Investment Business, Accepting Deposits, Providing Credit, Providing Trust Services and Operating a Crowdfunding Platform (1 August 2017)
Rulebook Modules  >> Conduct of Business Module (COB) [VER29/08-17] 
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