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You are viewing Updates in Dubai Financial Services Authority (DFSA)
Showing results 51 to 60 of 15884
51 - FER 3.13 Transitional (1 April 2018)
Rulebook Modules  >> Fees Module (FER) [VER18/08-18]  >> FER 3 Annual Fees 
52 - FER 3.13.1 (1 April 2018)
Rulebook Modules  >> Fees Module (FER) [VER18/08-18]  >> FER 3 Annual Fees  >> FER 3.13 Transitional 
53 - General Module (GEN) [VER41/04-18] (1 April 2018)
Rulebook Modules 
54 - GEN 2.3.2 (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER42/08-18]  >> GEN 2 Financial Services  >> GEN 2.3 By way of business  >> Exclusions 
55 - GEN 2.7.4 (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER42/08-18]  >> GEN 2 Financial Services  >> GEN 2.7 Dealing in investments as principal  >> Exclusions 
56 - Guidance (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER42/08-18]  >> GEN 2 Financial Services  >> GEN 2.7 Dealing in investments as principal  >> Exclusions  >> GEN 2.7.4  
57 - GEN 2.11.1 Guidance (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER42/08-18]  >> GEN 2 Financial Services  >> GEN 2.11 Advising on financial products  >> GEN 2.11.1  
58 - GEN 5.3.7 (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER42/08-18]  >> GEN 5 Management, Systems and Controls  >> GEN 5.3 Systems and controls  >> Compliance 
59 - Glossary Module (GLO) [VER39/04-18] (1 April 2018)
Rulebook Modules 
60 - Domestic Firm (1 April 2018)
Rulebook Modules  >> Glossary Module (GLO) [VER40/08-18]  >> GLO 2 Glossary  >> [ D ] [Dealing in Investments as Agent—Dubai Law
 
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