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You are viewing Updates in Dubai Financial Services Authority (DFSA)
Showing results 21 to 30 of 13554
21 - General Module (GEN) [VER41/04-18] (1 April 2018)
Rulebook Modules 
22 - GEN 2.3.2 (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER41/04-18]  >> GEN 2 Financial Services  >> GEN 2.3 By way of business  >> Exclusions 
23 - GEN 2.7.4 (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER41/04-18]  >> GEN 2 Financial Services  >> GEN 2.7 Dealing in investments as principal  >> Exclusions 
24 - Guidance (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER41/04-18]  >> GEN 2 Financial Services  >> GEN 2.7 Dealing in investments as principal  >> Exclusions  >> GEN 2.7.4  
25 - GEN 2.11.1 Guidance (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER41/04-18]  >> GEN 2 Financial Services  >> GEN 2.11 Advising on financial products  >> GEN 2.11.1  
26 - GEN 5.3.7 (1 April 2018)
Rulebook Modules  >> General Module (GEN) [VER41/04-18]  >> GEN 5 Management, Systems and Controls  >> GEN 5.3 Systems and controls  >> Compliance 
27 - Glossary Module (GLO) [VER39/04-18] (1 April 2018)
Rulebook Modules 
28 - Domestic Firm (1 April 2018)
Rulebook Modules  >> Glossary Module (GLO) [VER39/04-18]  >> GLO 2 Glossary  >> [ D ] [Dealing in Investments as Agent—Dubai Law
29 - Eligible Security (1 April 2018)
Rulebook Modules  >> Glossary Module (GLO) [VER39/04-18]  >> GLO 2 Glossary  >> [ E ] [Effecting Contracts of Insurance—External Fund Manager] 
30 - Markets Rules (MKT) [VER11/04-18] (1 April 2018)
Rulebook Modules 
 
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