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W573/2018 — NBK Capital Partners Limited
(7 August 2018)
Notices >> Waivers and Modification Notices >> 2018
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Conduct of Business Module (COB) [VER30/08-18]
(1 August 2018)
Rulebook Modules
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COB 6.11.4 Guidance
(1 August 2018)
Rulebook Modules >> Conduct of Business Module (COB) [VER30/08-18] >> COB 6 Additional Rules — Investment Business >> COB 6.11 Client Assets >> Holding or Controlling Client Assets >> COB 6.11.4
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COB 6.12.1
(1 August 2018)
Rulebook Modules >> Conduct of Business Module (COB) [VER30/08-18] >> COB 6 Additional Rules — Investment Business >> COB 6.12 Client Money
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COB A5.5.1
(1 August 2018)
Rulebook Modules >> Conduct of Business Module (COB) [VER30/08-18] >> COB App 5 Client Money Provisions >> COB A5.5 Exceptions to Holding Client Money in Client Accounts
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COB A5.12 Guidance
(1 August 2018)
Rulebook Modules >> Conduct of Business Module (COB) [VER30/08-18] >> COB App 5 Client Money Provisions >> COB A5.12 Auditor's Reporting Requirements
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Fees Module (FER) [VER18/08-18]
(1 August 2018)
Rulebook Modules
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FER 2.1.1
(1 August 2018)
Rulebook Modules >> Fees Module (FER) [VER18/08-18] >> FER 2 Application Fees >> FER 2.1 Application for a Licence
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FER 2.4.1
(1 August 2018)
Rulebook Modules >> Fees Module (FER) [VER18/08-18] >> FER 2 Application Fees >> FER 2.4 Application to register a Public Fund
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FER 3.2.1
(1 August 2018)
Rulebook Modules >> Fees Module (FER) [VER18/08-18] >> FER 3 Annual Fees >> FER 3.2 Authorised Firms (subsequent periods)
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