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You are viewing Updates in Dubai Financial Services Authority (DFSA)
Showing results 1 to 10 of 15882
1 - W573/2018 — NBK Capital Partners Limited (7 August 2018)
Notices  >> Waivers and Modification Notices  >> 2018  
2 - Conduct of Business Module (COB) [VER30/08-18] (1 August 2018)
Rulebook Modules 
3 - COB 6.11.4 Guidance (1 August 2018)
Rulebook Modules  >> Conduct of Business Module (COB) [VER30/08-18]  >> COB 6 Additional Rules — Investment Business  >> COB 6.11 Client Assets  >> Holding or Controlling Client Assets  >> COB 6.11.4  
4 - COB 6.12.1 (1 August 2018)
Rulebook Modules  >> Conduct of Business Module (COB) [VER30/08-18]  >> COB 6 Additional Rules — Investment Business  >> COB 6.12 Client Money 
5 - COB A5.5.1 (1 August 2018)
Rulebook Modules  >> Conduct of Business Module (COB) [VER30/08-18]  >> COB App 5 Client Money Provisions  >> COB A5.5 Exceptions to Holding Client Money in Client Accounts 
6 - COB A5.12 Guidance (1 August 2018)
Rulebook Modules  >> Conduct of Business Module (COB) [VER30/08-18]  >> COB App 5 Client Money Provisions  >> COB A5.12 Auditor's Reporting Requirements 
7 - Fees Module (FER) [VER18/08-18] (1 August 2018)
Rulebook Modules 
8 - FER 2.1.1 (1 August 2018)
Rulebook Modules  >> Fees Module (FER) [VER18/08-18]  >> FER 2 Application Fees  >> FER 2.1 Application for a Licence 
9 - FER 2.4.1 (1 August 2018)
Rulebook Modules  >> Fees Module (FER) [VER18/08-18]  >> FER 2 Application Fees  >> FER 2.4 Application to register a Public Fund 
10 - FER 3.2.1 (1 August 2018)
Rulebook Modules  >> Fees Module (FER) [VER18/08-18]  >> FER 3 Annual Fees  >> FER 3.2 Authorised Firms (subsequent periods) 
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