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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • [ T ] [Takaful Insurer—Trust Service Provider]

    • Takaful Insurer

      An Insurer, any part of whose Insurance Business consists of Takaful transactions.


      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]

    • Takeover

      has the meaning given in the Markets Law 2012.

      [Added][VER5/09-05]
      [Amended] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • Takeover Principle

      means a takeover principle prescribed in TKO Section 1.5 in accordance with Article 53 of the Markets Law 2012.

      [Added][VER5/09-05]
      [Amended] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • Target

      includes a Reporting Entity subject to a Bid made under TKO.

      [Added][VER5/09-05]

    • Target Circular

      means a document circulated by the Governing Body of a Target in response to a Takeover as described in TKO Section 8.2.

      [Added][VER5/09-05]

    • Theta [Deleted]

      [Deleted] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • Third Party Agent

      In relation to a Client Account, means an Authorised Firm or Regulated Financial Institution (including a bank, custodian, an intermediate broker, a settlement agent, a clearing house, an exchange and 'over the counter' counterparty) that is a separate legal entity from the Authorised Firm that is required under COB to establish the Client Account.


      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended] DFSA RM187/2016 (Made 7th December 2016). [VER37/02-17]

    • Tier One Capital [Deleted]

      [Deleted] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • Tier Two Capital [Deleted]

      [Deleted] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • TKO

      the Takeover Rules Module of the Rulebook.

      [Added][VER5/09-05]

    • Total Return Swap [Deleted]

      [Deleted] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • Trade Repository

      Pursuant to GEN Rule 2.2.13, a Trade Repository is a Person who maintains a centralised registry that maintains an electronic database containing records of transactions in Investments and over-the-counter derivatives undertaken by other Persons including Authorised Persons, Recognised Persons and Regulated Financial Institutions.

      [Added] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]

    • Trading Book

      The positions and exposures including, on and off-balance sheet items eligible for inclusion in the Trading Book, as described in PIB section 2.2.

      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • Transaction

      Any transaction undertaken by an Authorised Firm in the course of carrying on a Financial Service in or from the DIFC.

      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended][VER10/08-06]
      [Amended] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]

    • Trust Administration Services

      The provision of Trust Administration Services include:

      (a) the keeping of Accounting Records relating to an express trust and the preparation of trust accounts;
      (b) the preparation of trust instruments or other documents relating to an express trust;
      (c) the management and administration of trust assets subject to an express trust;
      (d) dealing with trust assets subject to an express trust, including the investment, transfer and disposal of such assets;
      (e) the distribution of trust assets subject to an express trust; and
      (f) the payment of expenses or remuneration out of an express trust.
      [Added][VER7/01-06]
      [Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]

    • Trust Deed

      A deed entered into by a Fund Manager and the Trustee to create an Investment Trust.

      [Added]DFSA RM34/2006[VER9/08-06]
      [Amended] DFSA RM72/2010 (Made 11th July 2010) [VER23/07-10]

    • Trustee

      The Person, described under Article 18 of the Investment Trust Law 2006 who is appointed under a Trust Deed as the trustee of an Investment Trust to hold the Fund's Property on trust for the Unitholders and to oversee the operation of the Fund and, in relation to a Domestic Fund, is authorised under its Licence to act as the trustee of the Fund.

      [Added]DFSA RM34/2006[VER9/08-06]
      [Amended] DFSA RM50/2007 (Made 1st October 2007). [VER16/10-07]
      [Amended] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]

    • Trust Law

      The Trust Law 2005.

      [Added][VER7/01-06]

    • Trust Service Provider

      An Authorised Firm which is authorised under its Licence to carry on the activity of Providing Trust Services.

      [Added][VER7/01-06]
      [Amended] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]