Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Back Rich text Print

You need the Flash plugin.

Download Macromedia Flash Player

  • AMI 11 Appeals from Authorised Market Institution Decisions

    • AMI 11.1 Application

      • AMI 11.1.1

        (1) Pursuant to Article 30 of the Regulatory Law, any Person who:
        (a) is aggrieved by a decision of the Authorised Market Institution;
        (b) has a right to a further appeal of the Authorised Market Institution decision to a tribunal under the Business Rules of that Authorised Market Institution; and
        (c) has exhausted the internal appeal process of that Authorised Market Institution;
        may appeal the Authorised Market Institution decision by commencing a regulatory proceeding before the FMT.
        (2) The grounds on which an appeal may lie under this Rule are limited to the following:
        (a) an error of law or jurisdiction;
        (b) a breach of the rules of natural justice; or
        (c) the decision is manifestly unreasonable.
        Derived from RM118/2013 [VER15/07-13]
        [Amended] DFSA RM133/2014 (Made 21st August 2014). [VER16/06-14]