Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Archive
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Part 3 Licensing Requirements
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices

Back Rich text Print

You need the Flash plugin.

Download Macromedia Flash Player



  • Risk Officer

    • AMI 5.3.7

      The Risk Officer function is carried out by an individual who:

      (a) has the overall responsibility for the risk management function in relation to the Financial Services carried on by the Authorised Market Institution; and
      (b) is a member of the Governing Body or a Senior Manager of the Authorised Market Institution.
      Derived from RM118/2013 [VER15/07-13]