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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • MKT 2.8 Incorporation by Reference

    • MKT 2.8.1

      (1) Subject to (3), where a requirement in this chapter requires disclosure of information in a Prospectus, the Person making the Prospectus Offer may incorporate that information by reference to another source of information, provided that:
      (a) the source of information is publicly available on a continuing basis;
      (b) the information is clearly set out and easily accessible in that source;
      (c) the information is in the English language; and
      (d) the information can be accessed without charge.
      (2) A reference must also contain sufficient information to enable an investor to decide whether to obtain the information or any part of it.
      (3) A Summary must not incorporate information by reference.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

      • MKT 2.8.1 Guidance

        Information that may generally be incorporated by reference includes instruments or statute of incorporation of a company, annual reports, periodic financial reports and listing particulars.

        Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 2.8.2

      A Person who makes a Prospectus Offer must provide a copy of any information incorporated by reference under this section free of charge to any Person who requests it during the Offer Period.

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]