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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • MKT 2.5.3

    A Person making a Prospectus Offer may use the same Registration Statement in respect of more than one Prospectus Offer provided that:

    (a) the Registration Statement includes the most recent set of audited financial statements available in respect of the Issuer;
    (b) those financial statements referred to in (a) relate to a period ending not more than 12 months prior to the relevant offer; and
    (c) since the date of the Registration Statement, the Reporting Entity filing the Prospectus has complied with its market disclosure obligations in section 4.6 relating to the category of Securities to which the Prospectus relates.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
    [Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]

    • MKT 2.5.3 Guidance

      Where a Person uses the same Registration Statement to make Prospectus Offers relating to different types of Securities, such a Person should ensure, in addition to the Securities Note containing all the information relevant to the particular type of Securities, that the Registration Statement is also appropriate for each type of Security covered in the relevant Securities Note.

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]