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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • Archive

    • Ancillary Service Providers (ASP)

      ASP/VER1/258/09-04

      ASP/VER2/01-06

      ASP/VER3/06-06

      ASP/VER4/02-07

      ASP/VER5/06-07

      ASP/VER6/12-07

      ASP/VER7/09-08

      ASP/VER8/02-11

    • Anti Money Laundering (AML)

      AML/VER1/260/09-04

      AML/VER2/01-06

      AML/VER3/06-07

      AML/VER4/10-07

      AML/VER5/09-08

      AML/VER6/01-10

      AML/VER7/02-11

      AML/VER8/07-12

      AML/VER9/07-13

      AML/VER10/06-14

      AML/VER11/02-16

      AML/VER14/07-18

      AML/VER15/07-19

      View the current version of Anti Money Laundering (AML).

    • Auditor Module (AUD)

      AUD/VER1/06-14

      AUD/VER2/08-16

      View the current version of Auditor Module (AUD).

    • Authorisation (AUT)

      AUT/VER1/254/09-04

      AUT/VER2/08-05

      AUT/VER3/01-06

      AUT/VER4/04-06

      AUT/VER5/06-06

      AUT/VER6/08-06

      AUT/VER7/02-07

      AUT/VER8/06-07

      AUT/VER9/10-07

      AUT/VER10/07-08

      AUT/VER11/08-09

      AUT/VER12/01-10

      View the current version of the Authorisation Module (AUT).

    • Authorised Market Institutions (AMI)

      AMI/VER1/04-05

      AMI/VER2/09-05

      AMI/VER3/06-07

      AMI/VER4/10-07

      AMI/VER5/12-07

      AMI/VER6/07-08

      AMI/VER7/09-08

      AMI/VER8/01-09

      AMI/VER9/03-10

      AMI/VER10/02-11

      AMI/VER11/11-11

      AMI/VER12/06-12

      AMI/VER13/07-12

      AMI/VER14/07-12

      AMI/VER15/07-13

      AMI/VER16/06-14

      AMI/VER17/04-16

      View the current version of the Authorised Market Institutions Module (AMI).

    • Collective Investment Rules (CIR)

      CIR/VER1/04-06

      CIR/VER2/08-06

      CIR/VER3/11-06

      CIR/VER4/02-07

      CIR/VER5/06-07

      CIR/VER6/07-07

      CIR/VER7/12-07

      CIR/VER8/01-08

      CIR/VER9/07-08

      CIR/VER10/11-08

      CIR/VER11/01-10

      CIR/VER12/03-10

      CIR/VER13/07-10

      CIR/VER14/06-12

      CIR/VER15/07-12

      CIR/VER16/07-13

      CIR/VER17/06-14

      CIR/VER18/04-15

      CIR/VER19/02-16

      CIR/VER20/04-16

      CIR/VER21/04-16

      CIR/VER22/02-17

      CIR/VER23/12-18

      CIR/VER24/02-19

      View the current version of the Collective Investment Rules (CIR).

    • Conduct of Business (COB)

      COB/VER1/261/09-04

      COB/VER2/08-05

      COB/VER3/12-05

      COB/VER4/01-06

      COB/VER5/04-06

      COB/VER6/06-06

      COB/VER7/08-06

      COB/VER8/02-07

      COB/VER9/06-07

      COB/VER10/06-07

      COB/VER11/07-07

      COB/VER12/10-07

      COB/VER13/12-07

      COB/VER14/07-08

      COB/VER15/01-09

      COB/VER16/08-09

      COB/VER17/01-10

      COB/VER18/03-10

      COB/VER19/07-10

      COB/VER20/07-12

      COB/VER21/12-12

      COB/VER22/07-13

      COB/VER23/08-14

      COB/VER24/04-15

      COB/VER25/02-16

      COB/VER26/04-16

      COB/VER27/08-16

      COB/VER28/02-17

      COB/VER30/08-18

      COB/VER31/09-18

      COB/VER32/02-19

      View the current version of the Conduct of Business Module (COB).

    • Data Protection Module (DAT)

    • Designated Non-Financial Business and Professions Module (DNF) [VER1/06-11]

    • Enforcement (ENF)

      ENF/VER1/273/09-04

      ENF/VER2/02-07

      View the current version of Enforcement (ENF).

    • Fees (FER)

      FER/VER1/12-07

      FER/VER2/11-08

      FER/VER3/11-09

      FER/VER4/07-10

      FER/VER5/11-11

      FER/VER6/07-12

      FER/VER7/07-13

      FER/VER8/06-14

      FER/VER9/01-15

      FER/VER10/06-15

      FER/VER11/02-16

      FER/VER12/04-16

      FER/VER13/02-17

      FER/VER15/08-17

      FER/VER16/01-18

      FER/VER17/04-18

      FER/VER19/12-18

      View the current version of Fees (FER).

    • Fund Protocol Rules (FPR)

      View the current version of Fund Protocol Rules (FPR).

    • General (GEN)

      GEN/VER1/252/09-04

      GEN/VER2/253/10-04

      GEN/VER3/04-05

      GEN/VER4/08-05

      GEN/VER5/09-05

      GEN/VER6/12-05

      GEN/VER7/01-06

      GEN/VER8/04-06

      GEN/VER9/05-06

      GEN/VER10/06-06

      GEN/VER11/08-06

      GEN/VER12/11-06

      GEN/VER13/02-07

      GEN/VER14/06-07

      GEN/VER15/07-07

      GEN/VER16/10-07

      GEN/VER17/11-07

      GEN/VER18/12-07

      GEN/VER19/07-08

      GEN/VER20/09-08

      GEN/VER21/09-08

      GEN/VER22/01-09

      GEN/VER23/08-09

      GEN/VER24/01-10

      GEN/VER25/03-10

      GEN/VER26/07-10

      GEN/VER27/02-11

      GEN/VER28/11-11

      GEN/VER29/06-12

      GEN/VER30/07-12

      GEN/VER31/12-12

      GEN/VER32/12-12

      GEN/VER33/07-13

      GEN/VER34/06-14

      GEN/VER35/02-16

      GEN/VER36/04-16

      GEN/VER37/08-16

      GEN/VER38/02-17

      GEN/VER39/05-17

      GEN/VER40/08-17

      GEN/VER42/08-18

      GEN/VER43/02-19

      View the current version of the General Module (GEN).

    • Glossary (GLO)

      GLO/VER1/256/09-04

      GLO/VER2/257/10-04

      GLO/VER3/04-05

      GLO/VER4/08-05

      GLO/VER5/09-05

      GLO/VER6/12-05

      GLO/VER7/01-06

      GLO/VER8/04-06

      GLO/VER9/08-06

      GLO/VER10/08-06

      GLO/VER11/11-06

      GLO/VER12/01-07

      GLO/VER13/02-07

      GLO/VER14/06-07

      GLO/VER15/09-07

      GLO/VER16/10-07

      GLO/VER17/07-08

      GLO/VER18/09-08

      GLO/VER19/11-08

      GLO/VER20/01-09

      GLO/VER21/08-09

      GLO/VER22/01-10

      GLO/VER23/07-10

      GLO/VER24/02-11

      GLO/VER25/11-11

      GLO/VER26/06-12

      GLO/VER27/07-12

      GLO/VER28/12-12

      GLO/VER29/12-12

      GLO/VER30/07-13

      GLO/VER31/06-14

      GLO/VER32/01-15

      GLO/VER33/04-15

      GLO/VER34/02-16

      GLO/VER35/04-16

      GLO/VER36/08-16

      GLO/VER37/02-17

      GLO/VER38/08-17

      GLO/VER40/08-18

      GLO/VER41/09-18

      GLO/VER42/12-18

      GLO/VER43/02-19

      View the current version of the Glossary Module (GLO).

    • Islamic Finance Rules (IFR)

      IFR/VER1/03-10

      IFR/VER2/07-10

      IFR/VER3/02-11

      IFR/VER4/06-12

      IFR/VER5/12-12

      IFR/VER6/12-12

      IFR/VER7/07-13

      IFR/VER8/06-14

      IFR/VER9/02-16

      IFR/VER10/04-16

      IFR/VER11/02-17

      IFR/VER12/01-18

      View the current version of the Islamic Finance Rules Module (IFR).

    • Islamic Financial Business Module (ISF)

      ISF/VER1/250/09-04

      View the current version of the Islamic Financial Business Module (ISF).

    • Markets Rules (MKT)

      MKT/VER1/11-11

      MKT/VER2/07-12

      MKT/VER3/07-12

      MKT/VER4/07-13

      MKT/VER5/06-14

      MKT/VER6/01-15

      MKT/VER7/04-16

      MKT/VER8/04-16

      MKT/VER9/02-17

      MKT/VER10/08-17

      MKT/VER12/08-18

      MKT/VER14/02-19

      View the current version of Markets Rules (MKT).

    • Offered Securities (OSR)

      OSR/VER1/04-05

      OSR/VER2/08-05

      OSR/VER3/09-05

      OSR/VER4/04-06

      OSR/VER5/06-06

      OSR/VER6/10-06

      OSR/VER7/02-07

      OSR/VER8/06-07

      OSR/VER9/09-07

      OSR/VER10/12-07

      OSR/VER11/07-08

      OSR/VER12/11-08

      OSR/VER13/01-09

      OSR/VER14/03-10

      OSR/VER15/07-10

      View the current version of the Offered Securities Module (OSR).

    • Price Stabilisation Module (PRS)

      PRS/VER1/08-05

      PRS/VER2/02-07

      PRS/VER3/07-10

      PRS/VER4/06-12

      PRS/VER5/06-14

      PRS/VER6/04-16

      View the current version of the Price Stabilisation Module (PRS).

    • Prudential - Insurance Business (PIN)

      PIN/VER1/227/09-04

      PIN/VER2/228/10-04

      PIN/VER3/229/08-06

      PIN/VER4/02-07

      PIN/VER5/06-07

      PIN/VER6/07-07

      PIN/VER7/10-07

      PIN/VER8/11-07

      PIN/VER9/12-07

      PIN/VER10/07-08

      PIN/VER11/02-011

      PIN/VER12/07-12

      PIN/VER13/07-13

      PIN/VER14/06-14

      View the current version of the Prudential - Insurance Business Module (PIN).

    • Prudential - Investment, Insurance Intermediation and Banking Business (PIB)

      PIB/VER1/255/09-04

      PIB/VER2/08-05

      PIB/VER3/12-05

      PIB/VER4/01-06

      PIB/VER5/04-06

      PIB/VER6/06-06

      PIB/VER7/08-06

      PIB/VER8/02-07

      PIB/VER9/06-07

      PIB/VER10/07-07

      PIB/VER11/10-07

      PIB/VER12/11-07

      PIB/VER13/12-07

      PIB/VER14/07-08

      PIB/VER15/01-10

      PIB/VER16/03-10

      PIB/VER17/07-10

      PIB/VER18/02-11

      PIB/VER19/07-12

      PIB/VER20/12-12

      PIB/VER21/07-13

      PIB/VER22/06-14

      PIB/VER23/01-15

      PIB/VER24/02-16

      PIB/VER25/08-16

      PIB/VER26/02-17

      PIB/VER28/08-17

      PIB/VER30/08-17

      PIB/VER32/08-18

      View the current version of the Prudential - Investment, Insurance Intermediation and Banking Business (PIB) Module.

    • Recognition (REC)

      REC/VER1/04-05

      REC/VER2/08-05

      REC/VER3/01-07

      REC/VER4/12-07

      REC/VER5/11-08

      REC/VER6/11-11

      REC/VER7/06-12

      REC/VER8/06-14

      REC/VER9/06-15

      REC/VER10/08-16

      REC/VER11/02-17

      View the current version of the Recognition Module (REC).

    • Representative Office (REP)

      REP/VER1/01-10

      REP/VER2/07-10

      REP/VER3/02-11

      REP/VER4/06-12

      REP/VER5/07-13

      REP/VER6/01-15

      REP/VER7/04-16

      REP/VER8/08-16

      REP/VER9/02-17

      View the current version of Representative Office Module (REP).

    • Supervision (SUP)

      SUP/VER1/267/09-04

      SUP/VER2/268/10-04

      SUP/VER3/04-05

      SUP/VER4/06-06

      SUP/VER5/06-07

      SUP/VER6/01-10

    • Takeover Rules (TKO)

      TKO/VER1/09-05

      TKO/VER2/02-07

      TKO/VER3/12-07

      TKO/VER4/01-09

      TKO/VER5/06-12

      TKO/VER6/06-14

      View the current version of the Takeover Rules (TKO).