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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Archive
Rulebook Modules
General Module (GEN) [VER46/01-20]
GEN 2 Financial Services
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices

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  • Exclusion

    • GEN 2.22.2

      A PersonG does not carry on the activity of the kind specified in Rule 2.22.1 if it operates a facility which is merely an order routing system where buying and selling interests in, or orders for, InvestmentsG are merely transmitted but do not interact.

      [Added][VER4/08-05]
      [Amended] DFSA RM119/2013 (Made 14th July 2013). [VER33/07-13]

    • GEN 2.22.3

      A Crowdfunding OperatorG does not Operate an Alternative Trading SystemG to the extent that it Operates a Crowdfunding PlatformG .

      [Added] DFSA RMI201/2017 (Made 14th June 2017). [VER40/08-17]