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  • 2005

    • RM24/2005 Insurance Intermediation Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      (1) This instrument shall come into force on 20 December 2005.

      Amendments to Modules

      (2) The General Module (GEN) — GEN/VER5/09-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER6/12-05.
      (3) The Conduct of Business Module (COB) — COB/VER2/08-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER3/12-05.
      (4) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER2/08-05 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER3/12-05.
      (5) The Glossary Module (GLO) — GLO/VER5/09-05 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER6/12-05.

      Citation

      (6) This instrument may be cited as the Insurance Intermediation Rules Instrument 2005.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      December 2005
      RM 24/2005

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

      Click here to download Annex C in PDF format.

    • RM23/2005 Takeovers, Appeals and Designated Investments Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and:

      (a) having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and in Annexes A, B and E to this instrument; and
      (b) having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of the rules in respect of Designated Investments in order to allow public consultation to be undertaken in respect of the rules, hereby make the rules in Annexes C and D to this instrument.

      Commencement

      (1) This instrument shall come into force:
      (a) in respect of the rule amendments in Annexes C and D on 25 September 2005; and
      (b) in respect of the rules or rule amendments in all other Annexes on 26 September 2005.

      Amendments to Modules

      (2) The Authorised Market Institutions (AMI) — AMI/VER1/04-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER2/09-05.
      (3) The Glossary Module (GLO) — GLO/VER4/08-05 is amended in accordance with Annex B and Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER5/09-05.
      (4) The General Module (GEN) — GEN/VER4/08-05 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER5/09-05.
      (5) The Offered Securities Module (OSR) — OSR/VER2/08-05 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER3/09-05.

      Citation

      (6) This instrument may be cited as the Takeovers, Appeals and Designated Investments Rules Instrument 2005.
      (7) Annex E to this instrument may be cited as the Takeover Rules or TKO.
      (8) This version of rules in Annex E to this instrument may be identified by the following reference — TKO/VER1/09-05.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      September 2005
      RM 23/2005

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

      Click here to download Annex C in PDF format.

      Click here to download Annex D in PDF format.

      Click here to download Annex E in PDF format.

    • RM22/2005 Alternative Trading System Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      (1) This instrument shall come into force on the day on 1 August 2005.

      Amendments to Modules

      (2) The General Module (GEN) — GEN/VER3/04-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER4/08-05.
      (3) The Authorisation Module (AUT) — AUT/VER1/254/09-04 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER2/08-05.
      (4) The Conduct of Business Module (COB) — COB/VER1/261/09-04 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER2/08-05.
      (5) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER1/255/09-04 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER2/08-05.
      (6) The Glossary Module (GLO) — GLO/VER3/04-05 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER4/08-05.

      Citation

      (7) This instrument may be cited as the Alternative Trading System Rules Instrument 2005.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      July 2005
      RM 22/2005

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

      Click here to download Annex C in PDF format.

      Click here to download Annex D in PDF format.

      Click here to download Annex E in PDF format.

    • RM21/2005 Price Stabilisation Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      (1) This instrument shall come into force on the day on 1 August 2005.

      Amendments to Modules

      (2) The Glossary Module (GLO) — GLO/VER3/04-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER4/08-05.

      Citation

      (3) This instrument may be cited as the Price Stabilisation Rules Instrument 2005.
      (4) The Annex A to this instrument may be cited as the Price Stabilisation Rules or PRS.
      (5) This version of rules in the Annex A to this instrument may be identified by the following reference — PRS/VER1/08-05

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      July 2005
      RM21/2005

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

    • RM20/2005 Listed Funds Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      (1) This instrument shall come into force on the day on 1 August 2005.

      Amendments to Modules

      (2) The Offered Securities Module (OSR)—OSR/VER1/04-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference—OSR/VER2/08-05.
      (3) The Glossary Module (GLO)—GLO/VER3/04-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference—GLO/VER4/08-05.

      Citation

      (4) This instrument may be cited as the Listed Funds Rules Instrument 2005.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      July 2005
      RM 20/2005

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

    • RM19/2005 Markets (Consequential Amendments to the Rulebook) Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and Article 8 of the Markets Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annexes to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

      Amendments to Modules

      (2) The General Module (GEN) — GEN/VER2/253/10-04 is amended in accordance with Annex A to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GEN/VER3/04-05
      (3) The Supervision Module (SUP) — SUP/VER2/268/10-04 is amended in accordance with Annex B to this Instrument and the Module as amended by this Instrument may be identified by the following reference — SUP/VER3/04-05
      (4) The Glossary Module (GLO) — GLO/VER2/257/10-04 is amended in accordance with Annex C to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GLO/VER3/04-05.

      Citation

      (5) This Instrument may be cited as the Markets (Consequential Amendments to the Rulebook) Instrument 2005.

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      April 2005

      RM19/2005

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

      Click here to download Annex C in PDF format.

    • RM18/2005 Recognition Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

      Citation

      (2) This Instrument may be cited as the Recognition Rules Instrument 2005.
      (3) The Annex to this Instrument may be cited as the Recognition Rules or REC.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - REC/VER1/04-05

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      April 2005

      RM18/2005

    • RM17/2005 Authorised Market Institutions Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and Article 8 of the Markets Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

      Citation

      (2) This Instrument may be cited as the Authorised Market Institutions Rules Instrument 2005.
      (3) The Annex to this Instrument may be cited as the Authorised Market Institutions Rules or AMI.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - AMI/VER1/04-05

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      April 2005

      RM17/2005

    • RM16/2005 Offered Securities Rules Instrument 2005

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and Article 8 of the Markets Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

      Citation

      (2) This Instrument may be cited as the Offered Securities Rules Instrument 2005.
      (3) The Annex to this Instrument may be cited as the Offered Securities Rules or OSR.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - OSR/VER1/04-05

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      April 2005

      RM16/2005

    • RM15/2005 Prescribed Forms and Notices Rules (Amendment No. 1) Instrument 2005

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      1) This Instrument shall come into force on 1 February 2005.

      Amendments to Modules

      2) The Prescribed Form and Notices Module (PFN) is amended in accordance with Annex A to this Instrument and the Module as amended by this Instrument may be identified by the following reference — PFN/VER3/02-05.

      Citation

      3) This Instrument may be cited as the Prescribed Forms and Notices Rules (Amendment No. 1) Instrument 2005.

      By Order of the Council
      Dr Habib al-Mulla
      Chairman

      31 January 2005

      RM15/2005

      Click here to download Annex A in PDF format.