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  • 2004

    • RM14/2004 Captive Insurance and Protected Cell Companies Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of these rules, hereby make the rules and give the Guidance in the Annexes to this Instrument.

      Commencement

      (1) This Instrument shall come into force on 15 October 2004.

      Amendments to Modules

      (2) The General Module (GEN) — GEN/VER1/252/09-04 is amended in accordance with Annex A to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GEN/VER2/253/10-04
      (3) The Supervision Module (SUP) — SUP/VER1/267/09-04 is amended in accordance with Annex B to this Instrument and the Module as amended by this Instrument may be identified by the following reference — SUP/VER2/268/10-04
      (4) The Prudential — Insurance Business Module (PIN) — PIN/VER1/227/09-04 is amended in accordance with Annex C to this Instrument and the Module as amended by this Instrument may be identified by the following reference — PIN/VER2/228/10-04
      (5) The Prescribed Forms and Notices Module (PFN) — PFN/VER1/264/09-04 is amended in accordance with Annex D to this Instrument and the Module as amended by this Instrument may be identified by the following reference — PFN/VER2/265/10-04
      (6) The Glossary Module (GLO) — GLO/VER1/256/09-04 is amended in accordance with Annex E to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GLO/VER2/257/10-04.

      Citation

      (7) This Instrument may be cited as the Captive Insurance and Protected Cell Companies Rules Instrument 2004.

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      1 October 2004

      RM14/2004

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

      Click here to download Annex C in PDF format.

      Click here to download Annex D in PDF format.

      Click here to download Annex E in PDF format.

    • RM13/2004 Data Protection Rules Instrument 2004

      The Council of the DIFC Financial Services Authority, in the exercise of the powers conferred on them by Article 22 of the Data Protection Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Data Protection Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Data Protection Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Data Protection Rules or DAT.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - DAT/VER1/262/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM13/2004

    • RM12/2004 Glossary Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Glossary Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Glossary Rules or GLO.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - GLO/VER1/256/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM12/2004

    • RM11/2004 Prescribed Forms and Notices Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Prescribed Forms and Notices Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Prescribed Forms and Notices Rules or PFN.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - PFN/VER1/264/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM11/2004

    • RM10/2004 Islamic Financial Business Rules Instrument 2004

      The Council of the DIFC Financial Services Authority, in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Law Regulating Islamic Financial Business 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Islamic Financial Business Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Islamic Financial Business Rules or ISF.
      (4) This version of regulations in the Annex to this Instrument may be identified by the following reference - ISF/VER1/250/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM10/2004

    • RM09/2004 Ancillary Service Providers Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Ancillary Service Providers Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Ancillary Service Providers Rules or ASP.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - ASP/VER1/258/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM09/2004

    • RM08/2004 Anti Money Laundering Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Anti Money Laundering Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Anti Money Laundering Rules or AML.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - AML/VER1/260/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM08/2004

    • RM07/2004 Prudential Investment, Insurance Intermediation and Banking Business Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Prudential Investment, Insurance Intermediation and Banking Business Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Prudential Investment, Insurance Intermediation and Banking Business Rules or PIB.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - PIB/VER1/255/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM07/2004

    • RM06/2004 Prudential Insurance Business Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Prudential Insurance Business Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Prudential Rules Insurance Business or PIN.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - PIN/VER1/227/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM06/2004

    • RM05/2004 Conduct of Business Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Conduct of Business Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Conduct of Business Rules or COB.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - COB/VER1/261/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM05/2004

    • RM04/2004 Enforcement Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Enforcement Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Enforcement Rules or ENF.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - ENF/VER1/273/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM04/2004

    • RM03/2004 Supervision Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Supervision Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Supervision Rules or SUP.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - SUP/VER1/267/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM03/2004

    • RM02/2004 Authorisation Rules Instruments 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the Authorisation Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the Authorisation Rules or AUT.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - AUT/VER1/254/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM02/2004

    • RM01/2004 General Rules Instrument 2004

      The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

      Commencement

      (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

      Citation

      (2) This Instrument may be cited as the General Rules Instrument 2004.
      (3) The Annex to this Instrument may be cited as the General Rules or GEN.
      (4) This version of rules in the Annex to this Instrument may be identified by the following reference - GEN/VER1/252/09-04

      By Order of the Council
      Dr Habib Al-Mulla
      Chairman

      September 2004

      RM01/2004