Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

BackText onlyPrint

You need the Flash plugin.

Download Macromedia Flash Player



  • [ B ] [Bank—Business Rules]

    • Bank

      An Authorised FirmG which holds a LicenceG authorising it to carry on the Financial ServiceG of Accepting DepositsG .

      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]
      [Amended] RM162/2015 (Made 9th December 2015). [VER34/02-16]

    • Banking Business [Deleted]

      [Deleted] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]

    • Base Capital Requirement

      Has the meaning given in PIB section 3.6.

      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • Bearer Share

      A ShareG that cannot be registered in the name of the holder and proof of ownership is possession of the ShareG certificate.

      [Added] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]

    • [Deleted]

      [Deleted] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]

    • Bid

      includes a TakeoverG transaction however effected, including a reverse TakeoverG , partial bid, and also a bid by a parent entity for SharesG in its subsidiary.

      [Added][VER5/09-05]

    • Bidder

      includes, but is not limited to, companies wherever incorporated and individuals wherever resident who or which make a BidG under TKOG .

      [Added][VER5/09-05]

    • Bid Document

      means a document issued by a BidderG containing information as stipulated under TKOG (particularly Chapter 8) and posted in accordance with those RulesG (particularly Chapter 11).

      [Added][VER5/09-05]

    • Bid Period

      means the period from the time when an announcement is made of a proposed or possible BidG (with or without terms) until the first closing date or, if this is later, the date when the BidG becomes or is declared unconditional as to acceptances or lapses. An announcement that a holding, or aggregate holdings, of SharesG carrying 30% or more of the voting rights of a Reporting EntityG is for sale or that the Governing BodyG of a Reporting EntityG is seeking potential BiddersG will be treated as the announcement of a possible BidG .

      [Added][VER5/09-05]

    • Board

      In reference to the DFSA the Governing BodyG of the DFSAG , established under Chapter 2 of Part 2 of the Regulatory LawG 2004.

      In reference to a corporation, the Board of Directors of the corporation

      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
      [Amended] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • Body Corporate

      Any body corporate, including limited liability partnership and a body corporate constituted under the law of a country or territory outside of the DIFCG .


      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]

    • Branch

      A place of business within the DIFCG :

      (a) which has no separate legal personality;
      (b) forms a legally dependent part of a Regulated Financial InstitutionG whose principal place of business and head office is in a jurisdiction other than the DIFCG ; and
      (c) which carries on Financial ServicesG in or from the DIFCG under a DFSAG LicenceG .

      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended] DFSA RM187/2016 (Made 7th December 2016). [VER37/02-17]

    • Business Rules

      The written rules of an Authorised Market InstitutionG which govern its activities as an Authorised Market InstitutionG .

      [Added] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]