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  • Request to withdraw a Licence

    • FER 6.1.4

      An Authorised PersonG applying to have its LicenceG withdrawn must pay to the DFSAG an application fee of $5,000 if, when it applies, the Authorised PersonG :

      (a) Provides CustodyG ;
      (b) has DepositsG that must be repaid;
      (c) holds or controls Client AssetsG or Insurance MoniesG ;
      (d) has a significant liability to a creditor;
      (e) is the subject of a civil claim made by a ClientG ; or
      (f) is the subject of enforcement, supervisory or civil proceedings by the DFSAG or a Financial Services RegulatorG .
      Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]