Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Collective Investment Rules (CIR) [VER24/02-19]
Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

BackText onlyPrint

You need the Flash plugin.

Download Macromedia Flash Player



  • CIR 8.6B Confirmation notes

    • CIR 8.6B.1

      (1) When the Fund ManagerG of a Public FundG Executes a TransactionG relating to a UnitG of the FundG , it must ensure that a confirmation note is sent to the UnitholderG as soon as possible and no later than two business days after the date of Execution of the TransactionG .
      (2) The confirmation note must set out:
      (a) the Fund Manager'sG name and address;
      (b) the Unitholder'sG name;
      (c) a description of the FundG ;
      (d) the date and time of receipt of the request for the TransactionG to be executed and the method of payment;
      (e) the nature of the TransactionG ;
      (f) the number of UnitsG subject to the TransactionG ;
      (g) the date, time and price at which it was executed;
      (h) the reference valuation date;
      (i) the gross value of the TransactionG , including charges for subscribing or net amount after charges for redemptions; and
      (j) the total sum of commissions and expenses charged, and a breakdown of those commissions and charges.
      [Added] RM158/2015 (Made 9th December 2015). [VER19/02-16]