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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • PIB 9.2A.9

    An Authorised FirmG must ensure that its CFP is consistent with its business continuity and disaster recovery arrangements and can operate in situations where business continuity arrangements have been invoked.

    [Added] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]

    • PIB 9.2A.9 Guidance

      1. See GEN chapter 5 regarding requirements relating to an Authorised Firm'sG business continuity and disaster recovery arrangements.
      2. An Authorised FirmG should ensure effective coordination between teams managing issues surrounding liquidity crises and business continuity. Liquidity crisis team members and alternates should have ready access to CFPs on-site and off-site.
      [Added] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]