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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • Endorsements

    • RPP 4-12-1

      The DFSAG has the power to:

      (a) impose conditions and restrictions;9 or
      (b) withdraw or vary conditions and restrictions,10

      on an endorsement to conduct Islamic Finance Business.


      9 Article 12 of the Law Regulating Islamic FInancial Business 2004.

      10 Article 12 of the Law Regulating Islamic FInancial Business 2004.

      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
      Amended (Made 21st August 2014). August 2014 Edition

    • RPP 4-12-2

      In respect of an endorsement on a Licence to conduct business with Retail ClientsG , the DFSAG has the power to impose conditions and restrictions, or withdraw or vary conditions and restrictions under Article 49 (see section 4-6 of this chapter).

      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
      Amended (Made 21st August 2014). August 2014 Edition

    • RPP 4-12-3

      In determining whether to exercise such powers, the DFSAG will have regard to all relevant matters including, but not limited to, one or more of those circumstances specified in 4-6-2 in respect of imposing, varying or withdrawing conditions and restrictions.

      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
      Amended (Made 21st August 2014). August 2014 Edition