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  • AUD 5.3 Resignation of Auditor

    • AUD 5.3.1

      (1) An AuditorG must notify the DFSAG in writing if it resigns due to the failure by an Authorised PersonG , Public Listed CompanyG or Domestic FundG to address significant concerns which have previously been raised by the AuditorG with the senior management of that PersonG .
      (2) The notification under (1) must include sufficient details of the PersonG concerned, the concerns raised and the failure by that PersonG to address the concerns.
      Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]