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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • AUD 5.3 Resignation of Auditor

    • AUD 5.3.1

      (1) An AuditorG must notify the DFSAG in writing if it resigns due to the failure by an Authorised PersonG , Public Listed CompanyG or Domestic FundG to address significant concerns which have previously been raised by the AuditorG with the senior management of that PersonG .
      (2) The notification under (1) must include sufficient details of the PersonG concerned, the concerns raised and the failure by that PersonG to address the concerns.
      Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]