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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Auditor Module (AUD) [VER3/02-17]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
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  • AUD 4.2 Employees' suitability and continuing professional development

    • AUD 4.2.1

      (1) A Registered AuditorG must ensure that all EmployeesG , including its Audit PrincipalsG , engaged in audit work for Relevant PersonsG :
      (a) remain fit and proper to carry out their role; and
      (b) undertake continuing professional development in accordance with the requirements of:
      (i) the Recognised Professional BodyG of which the EmployeeG is a member;
      (ii) any applicable internal standards of the Registered AuditorG ; and
      (iii) any direction given by the DFSAG .
      (2) A Registered AuditorG must maintain records of continuing professional development undertaken by EmployeesG , including its Audit PrincipalsG .
      Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]