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Dubai Financial Services Authority (DFSA): Contents

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  • AUD 1 Application and Definitions

    • AUD 1.1 Application and definitions

      • AUD 1.1.1

        This module (AUD) applies to every:

        (a) applicant for registration as a Registered AuditorG ;
        (b) AuditorG ;
        (c) individual applying for registration as an Audit PrincipalG ; and
        (d) Audit PrincipalG .
        Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]

        • AUD 1.1.1 Guidance

          A Registered AuditorG will need to comply with all chapters in AUDG . An AuditorG which is not a Registered AuditorG will need to comply with chapters 5 and 6 in AUDG as those chapters apply to an Auditor whether or not it is registered with the DFSAG .

          Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]

      • AUD 1.1.2

        In these Rules, a Relevant PersonG means a:

        (a) Domestic FirmG ;
        (b) Public Listed CompanyG ; or
        (c) Domestic FundG .
        Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]