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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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  • REC 3.5.2

    A Recognised Body'sG annual report must include:

    (a) a copy of its annual report and accounts, including any consolidated annual report and accounts of any GroupG of which the Recognised BodyG is a member;
    (b) notwithstanding Rule 3.4.4(a), confirmation that the Recognised BodyG has satisfied the Recognition CriteriaG throughout the previous 12 months and is continuing to satisfy the Recognition CriteriaG ; and
    (c) if the Recognised BodyG has not satisfied the Recognition CriteriaG in any respect, an explanation of why the Recognised Body failed to satisfy the Recognition CriteriaG and what actions it is taking to satisfy the Recognition CriteriaG .
    Derived from DFSA RM90/2012 (Made 14th June 2012). [VER7/06-12]

    • REC 3.5.2 Guidance

      The annual report may be submitted to the DFSA in either hard copy or electronic form.

      Derived from DFSA RM90/2012 (Made 14th June 2012). [VER7/06-12]