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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • AMI 3.3.1

    (1) In regard to an application for approval for an individual to be granted Key IndividualG status, both the Authorised Market InstitutionG and the individual must complete the appropriate form in AFNG .
    (2) An Authorised Market InstitutionG must be satisfied that the individual with respect to whom an application is submitted:
    (a) is competent in his proposed role;
    (b) has kept abreast of relevant market, product, technology, legislative and regulatory developments; and
    (c) is able to apply his knowledge.
    Derived from RM118/2013 [VER15/07-13]

    • AMI 3.3.1 Guidance

      See paragraph 2.2.16(j) and section 2-3 of the RPP sourcebook for the details of the assessment which an Authorised Market InstitutionG is expected to undertake.

      Derived from RM118/2013 [VER15/07-13]