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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • Inquiries and Information

    • AMI 3.2.2

      In assessing an application for a LicenceG or an endorsement on a LicenceG , the DFSAG may:

      (a) make any enquiries which it considers appropriate, including enquiries independent of the applicant;
      (b) require the applicant to provide additional information;
      (c) require the applicant to have information on how it intends to ensure compliance with a particular requirement;
      (d) require any information provided by the applicant to be verified in any way that the DFSAG specifies; and
      (e) take into account any information which it considers relevant.
      Derived from RM118/2013 [VER15/07-13]

    • AMI 3.2.3

      (1) In assessing an application for a LicenceG , the DFSAG may, by means of written notice, indicate the legal form that the applicant may adopt to enable authorisation to be granted.
      (2) Where the DFSAG thinks it appropriate, it may treat an application made by one legal form or PersonG as having been made by the new legal form or PersonG .
      Derived from RM118/2013 [VER15/07-13]