Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

BackText onlyPrint

You need the Flash plugin.

Download Macromedia Flash Player



  • IFR App 2 Continuing Obligations

    • IFR A2.1 Continuing obligations — Market disclosures for listed entities

      • IFR A2.1.1

        This table forms part of Rule 7.3.2.

        [Added] DFSA RM125/2013 (Made 13th June 2013) [VER7/07-13]

      • IFR A2.1.2

        A Listed EntityG must, on the occurrence of an event specified in column 1, make the required disclosure detailed in column 2, within the time specified in column 3, in respect of the SecuritiesG identified with a “√” in column 4, of this TableG .


          A2.1.1
          EVENT GIVING RISE TO DISCLOSURE OBLIGATION DISCLOSURE REQUIRED TIME OF DISCLOSURE Structured Products Shares Warrants over Shares Warrants over Debentures Debentures Certificates over Shares Certificates over Debentures Units
        ISLAMIC SECURITIES
        1. Any material change in the Shari'aG nature of its Listed SecuritiesG as determined by the Shari'a Supervisory BoardG Market disclosure of the material change As soon as possible
        2. Where there are any material changes to the structure of the Listed SecuritiesG , or the use of proceeds, then the Listed EntityG must obtain and disclose a new Shari'aG opinion Market disclosure of the new Shari'aG opinion As soon as possible

        [Added] DFSA RM125/2013 (Made 13th June 2013) [VER7/07-13]

    • IFR A2.2 Other continuing obligations for listed entities

      • IFR A2.2.1

        This table forms part of Rule 7.3.2.

        [Added] DFSA RM125/2013 (Made 13th June 2013) [VER7/07-13]

      • IFR A2.2.2

        A Listed EntityG must, on the occurrence of an event specified in column 1, make the required disclosure detailed in column 2, within the time specified in column 3, in respect of the SecuritiesG identified with a “√” in column 4, of this TableG .


          A2.2.1
          EVENT REQUIREMENTS TIME Structured Products Shares Warrants over Shares Warrants over Debentures Debentures Certificates over Shares Certificates over Debentures Units
        REGISTRATION
        1. Appointment of an independent Shari'a Supervisory BoardG to evaluate the Shari'aG compliance of the IslamicG equity SecuritiesG on an annual basis Notify the DFSAG Annually          
        2. Any proposed decision with regard to any change in its board of directors or Shari'a Supervisory BoardG . Consult with the DFSAG In advance

        [Added] DFSA RM125/2013 (Made 13th June 2013) [VER7/07-13]