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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Archive
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices

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  • AML 15.2 Request to withdraw registration

    Derived from DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]

    • AML 15.2.1

      (1) A DNFBPG must notify the DFSAG in writing 14 days in advance of it ceasing to carry on its DNFBPG business activities in or from the DIFCG .

      (2) The notice must include a request to cancel its registration, an explanation of the reason for it ceasing business, and attached copies of any relevant documents.

      Derived from DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]

      • AML 15.2.5 Guidance

        1. A DNFBPG may request the withdrawal of its registration because, for example, it no longer meets the definition of a DNFBPG , becomes insolvent or enters into administration, or proposes to leave the DIFCG .
        2. In addition to being able to withdraw registration at a DNFBPG 's request, the DFSAG may suspend or withdraw the registration of a DNFBPG on its own initiative in various circumstances (see Article 71F of the Regulatory LawG ).
        Derived from RM117/2013 [VER9/07-13]
        [Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]
        [Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]

    • AML 15.2.2 [Deleted]

      [Deleted] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]

    • AML 15.2.3 [Deleted]

      [Deleted] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]

    • AML 15.2.4 [Deleted]

      [Deleted] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]

    • AML 15.2.5 [Deleted]

      [Deleted] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]