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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • AML 1.3 Application table

    • AML 1.3 Guidance

      Relevant PersonG Applicable ChaptersG
      Authorised PersonG 1–14
      Representative OfficeG 1–5* 10- 14
      Registered AuditorG 1 -8 10–14
      DNFBP 1–8 10–15

      * Chapters 6–9 are unlikely to apply to a Representative OfficeG as such an office is only permitted to carry on limited activities in the DIFCG and therefore must not have CustomersG .

      Derived from RM117/2013 [VER9/07-13]
      [Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]
      [Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]