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  • AML 1.3 Application table

    • AML 1.3 Guidance

      Relevant PersonG Applicable ChaptersG
      Authorised PersonG 1–14
      Representative OfficeG 1–5* 10- 14
      Registered AuditorG 1 -8 10–14
      DNFBP 1–8 10–15

      * Chapters 6–9 are unlikely to apply to a Representative OfficeG as such an office is only permitted to carry on limited activities in the DIFCG and therefore must not have CustomersG .

      Derived from RM117/2013 [VER9/07-13]
      [Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]
      [Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]