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Dubai Financial Services Authority (DFSA): Contents

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  • AML 1.1 Application

    • AML 1.1.1

      This module (AML) applies to:

      (a) every Relevant PersonG in respect of all its activities carried on in or from the DIFCG ;
      (b) the persons specified in Rule 1.2.1 as being responsible for a Relevant Person'sG compliance with this module; and
      (c) a Relevant PersonG , which is a DIFCG entity, to the extent required by Rule 14.1.

      except to the extent that a provision of AML provides for a narrower application.
      Derived from RM117/2013 [VER9/07-13]
      [Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]

    • AML 1.1.2

      For the purposes of these Rules, a Relevant PersonG means:

      (a) an Authorised FirmG other than a Credit Rating AgencyG ;
      (b) an Authorised Market InstitutionG ;
      (c) a DNFBPG ; or
      (d) a Registered AuditorG .
      Derived from RM117/2013 [VER9/07-13]
      [Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]