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  • 2013

    • RM129/2013 Revocation of Rules Instrument (No. 129) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby repeals the Rules specified in this instrument.

      Commencement:

      (1) This instrument is made on 13 July 2013 and shall come into force on 14 July 2013.

      Modules Repealed:

      (2) Ancillary Service Providers (ASP) module – (ASP/VER8/02-11) is hereby repealed.
      (3) Designated Non-Financial Business and Professions (DNF) module – (DNF/VER1/06-11) is hereby repealed.

      Citation:

      (4) This instrument may be cited as the Revocation of Rules Instrument (No. 129) 2013.

      By Order of the Board

      Saeb Eigner
      Chairman


      13 July 2013
      RM129/2013

    • RM128/2013 Prudential - Insurance Business (PIN) Rule-making Instrument (No. 128) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Prudential – Insurance Business (PIN) module – (PIN/VER12/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIN/VER13/07-13).

      Citation:

      (3) This instrument may be cited as the Prudential – Insurance Business Rulemaking Instrument (No. 128) 2013.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Insurance Business module or PIN.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM128/2013


      Click here to view Appendix 1 in PDF format.

    • RM127/2013 Prudential - Investment, Insurance Intermediation and Banking (PIB) Rule-making Instrument (No. 127) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Prudential - Investment, Insurance Intermediation and Banking (PIB) module – (PIB/VER20/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER21/07-13).

      Citation:

      (3) This instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 127) 2013.
      (4) Appendix 1 to this instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking module or PIB.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM127/2013


      Click here to view Appendix 1 in PDF format.

    • RM126/2013 Collective Investment Rules (CIR) Rule-making Instrument (No. 126) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Collective Investment Rules (CIR) module – (CIR/VER15/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER16/07-13).

      Citation:

      (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 126) 2013.
      (4) Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM126/2013


      Click here to view Appendix 1 in PDF format.

    • RM125/2013 Islamic Finance Rules (IFR) Rule-making Instrument (No. 125) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Islamic Finance Rules (IFR) module – (IFR/VER6/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER7/07-13).

      Citation:

      (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 125) 2013.
      (4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM125/2013


      Click here to view Appendix 1 in PDF format.

    • RM124/2013 Glossary Module (GLO) Rule-making Instrument (No. 124) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Glossary (GLO) module – (GLO/VER29/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER30/07-13).

      Citation:

      (3) This instrument may be cited as the Glossary Rule-making Instrument (No. 124) 2013.
      (4) Appendix 1 to this instrument may be cited as the Glossary module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM124/2013


      Click here to view Appendix 1 in PDF format.

    • RM123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Conduct of Business module – (COB/VER21/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB/VER22/07-13).

      Citation:

      (3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 123) 2013.
      (4) Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM123/2013


      Click here to view Appendix 1 in PDF format.

    • RM122/2013 Fees Module (FER) Instrument (No. 122) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Fees (FER) module – (FER/VER6/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER7/07-13).

      Citation:

      (3) This instrument may be cited as the Fees Rule-making Instrument (No. 122) 2013.
      (4) Appendix 1 to this instrument may be cited as the Fees module or FER.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM122/2013


      Click here to view Appendix 1 in PDF format.

    • RM121/2013 Representative Office Module (REP) Rule-making Instrument (No. 121) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Representative Office (REP) module – (REP/VER4/06-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (REP/VER5/07-13).

      Citation:

      (3) This instrument may be cited as the Representative Office Rule-making Instrument (No. 121) 2013.
      (4) Appendix 1 to this instrument may be cited as the Representative Office module or REP.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM121/2013


      Click here to view Appendix 1 in PDF format.

    • RM120/2013 Markets Rules (MKT) Rule-making Instrument (No. 120) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Markets Rules (MKT) module – (MKT/VER3/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER4/07-13).

      Citation:

      (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 120) 2013.
      (4) Appendix 1 to this instrument may be cited as the Markets Rules module or MKT.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM120/2013


      Click here to view Appendix 1 in PDF format.

    • RM119/2013 General Module (GEN) Rule-making Instrument (No. 119) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The General (GEN) module – (GEN/VER32/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER33/07-13).

      Citation:

      (3) This instrument may be cited as the General Rule-making Instrument (No. 119) 2013.
      (4) Appendix 1 to this instrument may be cited as the General module or GEN.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM119/2013


      Click here to view Appendix 1 in PDF format.

    • RM118/2013 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 118) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Authorised Market Institutions (AMI) module – (AMI/VER14/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER15/07-13).

      Citation:

      (3) This instrument may be cited as the Authorised Market Institutions Rulemaking Instrument (No. 118) 2013.
      (4) Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM118/2013


      Click here to view Appendix 1 in PDF format.

    • RM117/2013 Anti Money Laundering Module (AML) Rule-making Instrument (No. 117) 2013

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

      Amendments to Modules:

      (2) The Anti Money Laundering (AML) module – (AML/VER8/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AML/VER9/07-13).

      Citation:

      (3) This instrument may be cited as the Anti Money Laundering Rule-making Instrument (No. 117) 2013.
      (4) Appendix 1 to this instrument may be cited as the Anti Money Laundering module or AML.

      By Order of the Board

      Saeb Eigner
      Chairman
            Ian Johnston
      Chief Executive

      13 June 2013
      RM117/2013


      Click here to view Appendix 1 in PDF format.