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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • PIB 10.1 Application

    • PIB 10.1.1

      This chapter applies to an Authorised FirmG in CategoryG 1, 2, 3A, 3B, 3C or 5 as follows:

      (a) sections PIB 10.1, PIB 10.2, PIB 10.3 and PIB 10.5 apply only to an Authorised FirmG in CategoryG 1, 2, 3A, 3B, 3C or 5; and
      (b) sections PIB 10.4 and PIB 10.6 apply only to an Authorised FirmG in CategoryG 1, 2, 3A or 5.
      Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]

    • PIB 10.1.2

      Where an Authorised FirmG to which this chapter applies is part of a Financial GroupG , this chapter applies on a consolidated basis in relation to all the entities within the Financial GroupG .

      Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]

    • PIB 10.1.3

      In implementing the requirements prescribed in this chapter, an Authorised FirmG must give due and appropriate regard to the provisions in PIB App10.

      Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]

      • PIB 10.1.3 Guidance

        If an Authorised FirmG is part of a Financial GroupG which is already subject to requirements similar to those prescribed in this chapter, the DFSAG may consider a request for a waiver or modification in relation to the requirements of this chapter.

        Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]