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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
PIB 4 Credit Risk
PIB 4 Part 3 — CRDOM
PIB 4.14 Securitisation
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • Application

    • PIB 4.14.1

      This section applies to an Authorised FirmG which:

      (a) acts as an OriginatorG in a securitisation;
      (b) transfers Credit RiskG on a single item or on a pool of items by any of the legal transfer methods set out in PIB Rule A4.10.1;
      (c) acts as a SponsorG in a securitisation; or
      (d) provides Credit EnhancementG , liquidity support, or UnderwritingG or dealing facilities relating to the items being transferred.
      Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]