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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Archive
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices

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  • Documents to be provided 48 hours in advance

    • MKT 9.4.4

      The following documents must be submitted by the ApplicantG , in final form, to the DFSAG by midday two clear business days before the DFSAG is to consider the application:

      (a) a completed application form;
      (b) the Approved ProspectusG , and if applicable, any ApprovedG Supplementary ProspectusG in respect of the SecuritiesG ;
      (c) in respect of SecuritiesG which are SharesG , written confirmation of the number of SharesG to be allotted in the offer; and
      (d) if a ProspectusG has not been produced, a copy of the announcement detailing the number and type of SecuritiesG that are subject to the application and the circumstances of their issue.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
      [Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]

      • MKT 9.4.4 Guidance

        There are additional documents required if the SecuritiesG are held out as being in accordance with Shari'aG ; these are specified in the IFR module.

        [Derived] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]