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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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  • Depository Receipts

    • MKT 9.3.14

      A Listed EntityG in respect of CertificatesG which are depository receipts must ensure that:

      (a) at the time of issue of such CertificatesG the payments received from the issue of the depository receipts are sufficient to meet the payments required for the issuance of the underlying SecuritiesG ; and
      (b) the underlying SecuritiesG or any rights, monies or benefits related to the underlying SecuritiesG are not treated as assets or liabilities of the IssuerG of the CertificatesG under the law, whether for the purposes of insolvency or otherwise.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]