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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • Content of the Report

    • MKT 6.6.3

      A report filed by a Connected PersonG must contain the following information:

      (a) the name and address of the Connected PersonG ;
      (b) the name and address of the Responsible EntityG and its registered address;
      (c) the name and registered address of the Listed FundG ;
      (d) the date on which the event giving rise to the obligation to file a report occurred;
      (e) the date on which the filing was made; and
      (f) the price, amount and class of SecuritiesG or other InvestmentsG as is relevant in relation to the transaction or other event and the previous and new level of interest held.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]