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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
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  • Events that Trigger a Report

    • MKT 6.6.2

      A PersonG who is a Connected PersonG of a Listed FundG pursuant to Rule 6.6.1, must file the report within 5 business days of:

      (a) becoming or ceasing to be a DirectorG or a PersonG involved in the senior management of a controller of the Reporting EntityG of the FundG or of the TrusteeG of the FundG ;
      (b) acquiring or ceasing to hold either alone or with an AssociateG of the PersonG 5% of the voting rights attaching to the UnitsG of the FundG or of the TrusteeG of the FundG or a controller of the Reporting EntityG of the FundG or the TrusteeG of the FundG ; or
      (c) an increase or decrease of at least 1% of the level of interest previously reported pursuant to (b).
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]