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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
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Consultation Papers
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DFSA Codes of Practice
Amendments to Legislation
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  • MKT App 5 List of Exempt Offerors

    • MKT A5.1 List of Exempt Offerors

      • MKT A5.1.1

        The following entities are Exempt OfferorsG :

        (a) Properly constituted governments, government agencies, central banks or other national monetary authorities of the following countries or jurisdictions:
        (i) Organisation for Economic Co-operation and Development (OECD) member countries;
        (ii) member countries of the Gulf Co-operation Council (GCC); or
        (iii) the Emirate of Dubai.
        (b) The International Monetary Fund, the World Bank, the International Finance Corporation and the Islamic Development Bank.
        (c) A Special Purpose VehicleG used by an entity referred to in (a) or (b) to issue SecuritiesG .
        (d) Any other country, jurisdiction or supranational organisation, or any Special Purpose VehicleG used by a country, jurisdiction or supranational organisation to issue SecuritiesG , that may be approved as an Exempt OfferG or by the DFSAG for the purpose of that offer.
        Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
        [Amended] DFSA RM171/2016 (Made 10th February 2016). [VER8/04-16]