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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • MKT 6.4 Governance Requirements Relating to a Listed Fund

    • Related Party Transactions

      • MKT 6.4.1

        (1) The Reporting EntityG of a Listed FundG must ensure that no transaction with respect to the Fund PropertyG is entered into with a Related PartyG except in accordance with the procedures in (2).
        (2) For the purposes of (1), a Reporting EntityG of a Listed FundG must:
        (a) if the Fund is a Domestic FundG , comply with the requirements in the Collective Investment Law 2010 and the CIR Rules relating to Related Party TransactionsG ; and
        (b) if the FundG is a Foreign FundG , comply with the equivalent requirements applicable to that FundG in the jurisdiction of its domicile or establishment.
        Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
        [Amended] RM194/2016 (Made 7th December 2016). [VER09/02-17]