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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • MKT 4.7 Manner of Market Disclosure

    • MKT 4.7.1

      (1) When a Reporting EntityG is required to make market disclosure of any information, such information must be released to the market by way of an announcement made:
      (a) to the Authorised Market InstitutionG on which the SecuritiesG are admitted to trading;
      (b) on the website of the Reporting EntityG ; and
      (c) to any approved Regulatory Announcement ServiceG .
      (2) The disclosure in (1) must also be concurrently provided to the DFSAG .
      (3) Without prejudice to its obligations relating to market disclosure, a Reporting EntityG must take reasonable care to ensure that any information it is required to disclose is clear, fair and not misleading, false or deceptive.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
      [Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]

      Click here to view the DFSA's approved RAS

      Click here to view the DFSA's approval criteria for RAS.

    • MKT 4.7.2

      The DFSAG may, upon application by a PersonG or on its own initiative, approve a Regulatory Announcement ServiceG for the purposes of making the disclosure in 4.7.1(c).

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 4.7.3

      A Reporting EntityG must retain on its website all information that has been disclosed to markets for a period of one year following publication.

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]