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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • MKT 3.1 Application

    • MKT 3.1.1

      (1) This chapter applies to every Reporting EntityG except where a narrower application is provided in respect of any particular class of SecuritiesG .
      (2) This chapter does not apply to a Reporting EntityG of a Listed FundG .
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

      • MKT 3.1.1 Guidance

        See Chapter 6 for the governance requirements applicable to Reporting EntitiesG of Listed FundsG .

        Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]