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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • MKT 2.13.3

    (1) The DFSAG may, during the Offer PeriodG or such other longer period as specified, impose a requirement that the monies held by a PersonG making a Prospectus OfferG or his agent pursuant to the Prospectus OfferG or issuance are held in an escrow account for a specified period and on specified terms.
    (2) The DFSAG may also require the appointment of a paying agent during the offer period.
    (3) The procedures in Schedule 3 to the Regulatory Law apply to a decision of the DFSAG under this Rule.
    (4) If the DFSAG decides to exercise its power under this Rule, the OfferorG may refer the matter to the FMTG for review.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
    [Amended] DFSA RM134/2014 (Made 21st August 2014). [VER5/06-14]

    • MKT 2.13.3 Guidance

      See also section 3.4 which contains additional restrictions relating to dealings by Restricted PersonsG which may apply to executive DirectorsG .

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]