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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • MKT 2.5.5

    Where a ProspectusG contains a Registration StatementG produced prior to the date of the SummaryG and the Securities NoteG , the PersonG producing the ProspectusG must ensure that both the SummaryG and the Securities NoteG :

    (a) state the date of preparation of the Registration StatementG ; and
    (b) update any disclosure in the Registration StatementG to the extent necessary in order to comply with these RulesG by setting out on the front page of the Securities NoteG :
    (i) if relevant, the website at which any subsequent disclosure is made available; and
    (ii) an address at which the full text of any such disclosures is made available free of charge.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
    [Amended] RM163/2015 (Made 9th December 2015). [VER7/02-16]
    [Amended] DFSA RM171/2016 (Made 10th February 2016). [VER8/04-16]

    • MKT 2.5.5 Guidance

      1. The above provisions are designed to provide flexibility so that PersonsG making Prospectus OffersG can make multiple offers using the same Registration StatementG . However, care should be taken to ensure that the Registrations StatementG and the Securities NoteG together provide all the information required to be contained in a ProspectusG pursuant to Article 15(1) of the Law and the RulesG .
      2. There are additional disclosure requirements applicable to Islamic Securities contained in the IFR module.
      3. Where the term "Prospectus Offer" is used in this section reference to a PersonG , such a PersonG is either making an Offer of Securities to the PublicG or seeking to have SecuritiesG admitted to trading on an Authorised Market InstitutionG (see the definition in Article 14(4)(a) of the Law).
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
      [Amended] RM163/2015 (Made 9th December 2015). [VER7/02-16]