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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • MKT 2.5.3

    A PersonG making a Prospectus OfferG may use the same Registration StatementG in respect of more than one Prospectus OfferG provided that:

    (a) the Registration StatementG includes the most recent set of audited financial statements available in respect of the IssuerG ;
    (b) those financial statements referred to in (a) relate to a period ending not more than 12 months prior to the relevant offer; and
    (c) since the date of the Registration StatementG , the Reporting EntityG filing the ProspectusG has complied with its market disclosure obligations in section 4.6 relating to the category of SecuritiesG to which the ProspectusG relates.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
    [Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]

    • MKT 2.5.3 Guidance

      Where a PersonG uses the same Registration StatementG to make Prospectus OffersG relating to different types of SecuritiesG , such a PersonG should ensure, in addition to the Securities NoteG containing all the information relevant to the particular type of SecuritiesG , that the Registration StatementG is also appropriate for each type of SecurityG covered in the relevant Securities NoteG .

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]