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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • MKT 2.3.3

    An offer of SecuritiesG remains an Exempt OfferG even if the offer falls in whole or part within more than one of the circumstances specified in Rule 2.3.1, as long as all of the offer falls within at least one of those circumstances.

    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 2.3.3 Guidance

      1. In Rule 2.3.1(b), it is the number of offers made, rather than the actual issues or sales resulting from such offers, that would be relevant for the purposes of the exemption so that mass marketing to potential investors in or from the DIFCG cannot be undertaken.
      2. In considering whether a document referred to in (h) or (i) contains all the relevant information, the DFSAG will take into account the information required under Part 2 of the Law and the RulesG in this chapter.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
      [Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]
      [Amended] DFSA RM171/2016 (Made 10th February 2016). [VER8/04-16]