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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • MKT 2.2 Exempt Communications

    • MKT 2.2 Guidance

      Exempt CommunicationsG are not Offers of Securities to the PublicG and therefore do not attract the ProspectusG requirements in the Law and RulesG .

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 2.2.1

      For the purposes of Article 12(c) of the Law, in addition to the Exempt CommunicationsG specified in the Law, a communication is hereby prescribed by the DFSAG as an Exempt CommunicationG if it is made:

      (a) in connection with the trading of SecuritiesG that are listed and traded on a Regulated ExchangeG ; and
      (b) in the ordinary course of business of an Authorised FirmG or Recognised MemberG .
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]