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2012
RM116/2012 Enforcement (ENF) Rules Instrument (No. 116) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby repeals the Rules specified in this instrument.
Commencement:
(1) This instrument is made on 18 December 2012 and shall come into force on 23 December 2012.Modules Repealed:
(2) The Enforcement (ENF) module – (ENF/VER3/07-10) is hereby repealed.Citation:
(3) This instrument may be cited as the Enforcement (ENF) Rules Instrument (No. 116) 2012.By Order of the Board
Saeb Eigner
Chairman18 December 2012
RM116/2012RM115/2012 Islamic Finance Rules (IFR) Rule-Making Instrument (No.115) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.Amendments to Modules:
(2) The Islamic Finance Rules (IFR) module – (IFR/VER4/06-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER5/12-12).Citation:
(3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 115) 2012.(4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive9 October 2012
RM115/2012
Click here to view Appendix 1 in PDF format.
RM114/2012 Glossary (GLO) Rule-Making Instrument (No. 114) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.Amendments to Modules:
(2) The Glossary (GLO) module – (GLO/VER27/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER28/12-12).Citation:
(3) This instrument may be cited as the Glossary (GLO) Rule-making Instrument (No. 114) 2012.(4) Appendix 1 to this instrument may be cited as the Glossary module or GLO.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive9 October 2012
RM114/2012
Click here to view Appendix 1 in PDF format.
RM113/2012 Conduct of Business (COB) Rule-Making Instrument (No. 113) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.Amendments to Modules:
(2) The Conduct of Business (COB) module – (COB/VER20/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB/VER21/12-12).Citation:
(3) This instrument may be cited as the Conduct of Business (COB) Rule-making Instrument (No. 113) 2012.(4) Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive9 October 2012
RM113/2012
Click here to view Appendix 1 in PDF format.
RM112/2012 General (GEN) Rule-Making Instrument (No.112) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.Amendments to Modules:
(2) The General (GEN) module – (GEN/VER30/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER31/12-12).Citation:
(3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 112) 2012.(4) Appendix 1 to this instrument may be cited as the General module or GEN.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive9 October 2012
RM112/2012
Click here to view Appendix 1 in PDF format.
RM111/2012 Prudential – Investment, Insurance Intermediation and Banking (PIB) Rule-Making Instrument (No. 111) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.Amendments to Modules:
(2) The Prudential – Investment, Insurance Intermediation and Banking (PIB) module – (PIB/VER19/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER20/12- 12).Citation:
(3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 111) 2012.(4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking module or PIB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive9 October 2012
RM111/2012
Click here to view Appendix 1 in PDF format.
RM110/2012 Glossary (GLO) Rule-Making Instrument (No. 110) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 5 December 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.Amendments to Modules:
(2) The Glossary (GLO) module – (GLO/VER28/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER29/12-12).Citation:
(3) This instrument may be cited as the Glossary (GLO) Rule-making Instrument (No. 110) 2012.(4) Appendix 1 to this instrument may be cited as the Glossary module or GLO.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive5 December 2012
RM110/2012
Click here to view Appendix 1 in PDF format.
RM109/2012 Markets Rules Rule-Making Instrument (No. 109) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.Amendments to Modules:
(2) The Markets Rules (MKT) module – (MKT/VER2/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER3/07-12).Citation:
(3) This instrument may be cited as the Markets Rules Instrument (No. 109) 2012.(4) Appendix 1 to this instrument may be cited as the Markets Rules (MKT) module or MKT.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM109/2012
Click here to view Appendix 1 in PDF format.
RM108/2012 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 108) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.Amendments to Modules:
(2) The Authorised Market Institutions (AMI) module – (AMI/VER13/07-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER14/07-12).Citation:
(3) This instrument may be cited as the Authorised Market Institutions (AMI) Rulemaking Instrument (No. 108) 2012.(4) Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM108/2012
Click here to view Appendix 1 in PDF format.
RM107/2012 Collective Investment Rules (CIR) Rule-Making Instrument (No. 107) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.Amendments to Modules:
(2) Collective Investment Rules module (CIR) CIR/VER14/06-12 is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – CIR/VER15/07-12.Citation:
(3) This instrument may be cited as the Collective Investment Rules Rule - making Instrument (No. 107) 2012.(4) Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM107/2012
Click here to view Appendix 1 in PDF format.
RM106/2012 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 106) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 5 December 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.Amendments to Modules:
(2) The Islamic Finance Rules (IFR) module – (IFR/VER5/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER6/12-12).Citation:
(3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 106) 2012.(4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive5 December 2012
RM106/2012
Click here to view Appendix 1 in PDF format.
RM105/2012 General (GEN) Rule-Making Instrument (No. 105) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 5 December 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.Amendments to Modules:
(2) The General (GEN) module – (GEN/VER31/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER32/12-12).Citation:
(3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 105) 2012.(4) Appendix 1 to this instrument may be cited as the General module or GEN.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive5 December 2012
RM105/2012
Click here to view Appendix 1 in PDF format.
RM104/2012 Glossary (GLO) Rule-Making Instrument (No. 104) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Glossary (GLO) module — (GLO/VER26/06-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER27/07-12).Citation:
(3) This instrument may be cited as the Glossary (GLO) Rulemaking Instrument (No. 104) 2012.(4) Appendix 1 to this instrument may be cited as the Glossary module or GLO.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM104/2012
Click here to view Appendix 1 in PDF format.
RM103/2012 Anti Money Laundering (AML) Rule-Making Instrument (No. 103) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Anti Money Laundering (AML) module — (AML/VER7/02-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (AML/VER8/07-12).Citation:
(3) This instrument may be cited as the Anti Money Laundering (AML) Rulemaking Instrument (No. 103) 2012.(4) Appendix 1 to this instrument may be cited as the Anti Money Laundering module or AML.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM103/2012
Click here to view Appendix 1 in PDF format.
RM102/2012 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 102) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Authorised Market Institutions (AMI) module — (AMI/VER12/06-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER13/07-12).Citation:
(3) This instrument may be cited as the Authorised Market Institutions (AMI) Rulemaking Instrument (No. 102) 2012.(4) Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM102/2012
Click here to view Appendix 1 in PDF format.
RM101/2012 Markets Rules (MKT) Rule-Making Instrument (No. 101) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Fees Rules (FER) module — (MKT/VER1/11-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER2/07-12).Citation:
(3) This instrument may be cited as the Markets Rules Instrument (No. 101) 2012.(4) Appendix 1 to this instrument may be cited as the Markets Rules (MKT) module or MKT.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM101/2012
Click here to view Appendix 1 in PDF format.
RM100/2012 Fees Rules (FER) Rule-Making Instrument (No. 100) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Fees Rules (FER) module — (FER/VER5/11-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (FER/VER6/07-12).Citation:
(3) This instrument may be cited as the Fees Rules (FER) Rule-making Instrument (No. 100) 2012.(4) Appendix 1 to this instrument may be cited as the Fees Rules module or FER.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM100/2012
Click here to view Appendix 1 in PDF format.
RM99/2012 Prudential – Insurance Business (PIN) Rule-Making Instrument (No. 99) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Prudential – Insurance Business (PIN) module — (PIN/VER11/02-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (PIN/VER12/07-12).Citation:
(3) This instrument may be cited as the Prudential – Insurance Business (PIN) Rule-making Instrument (No. 99) 2012.(4) Appendix 1 to this instrument may be cited as the Prudential – Insurance Business module or PIN.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM99/2012
Click here to view Appendix 1 in PDF format.
RM98/2012 Prudential – Investment, Insurance Intermediation and Banking (PIB) Rule-Making Instrument (No. 98) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Prudential – Investment, Insurance Intermediation and Banking (PIB) module — (PIB/VER18/02-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER19/07-12).Citation:
(3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking (PIB) Rule-making Instrument (No. 98) 2012.(4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking module or PIB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM98/2012
Click here to view Appendix 1 in PDF format.
RM97/2012 Conduct of Business (COB) Rule-Making Instrument (No. 97) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The Conduct of Business (COB) module — (COB/VER19/07-10) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (COB/VER20/07-12).Citation:
(3) This instrument may be cited as the Conduct of Business (COB) Rule-making Instrument (No. 97) 2012.(4) Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM97/2012
Click here to view Appendix 1 in PDF format.
RM96/2012 General (GEN) Rule-Making Instrument (No. 96) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.Amendments to Modules:
(2) The General (GEN) module — (GEN/VER29/06-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER30/07-12).Citation:
(3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 96) 2012.(4) Appendix 1 to this instrument may be cited as the General module or GEN.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive16 July 2012
RM96/2012
Click here to view Appendix 1 in PDF format.
RM95/2012 General (GEN) Rule-Making Instrument (No. 95) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The General (GEN) module — (GEN/VER28/11-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER29/06-12).Citation:
(3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 95) 2012.(4) Appendix 1 to this instrument may be cited as the General module or GEN.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM95/2012
Click here to view Appendix 1 in PDF format.
RM94/2012 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 94) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The Islamic Finance Rules (IFR) module — (IFR/VER3/02-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER4/06-12).Citation:
(3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 94) 2012.(4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM94/2012
Click here to view Appendix 1 in PDF format.
RM93/2012 Collective Investment Rules (CIR) Rule-Making Instrument (No. 93) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) Collective Investment Rules module (CIR) CIR/VER13/07-10 is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — CIR/VER14/06-12.Citation:
(3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 93) 2012.(4) Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM93/2012
Click here to view Appendix 1 in PDF format.
RM92/2012 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 92) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The Authorised Market Institutions (AMI) module — (AMI/VER11/11-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER12/06-12).Citation:
(3) This instrument may be cited as the Authorised Market Institutions (AMI) Rulemaking Instrument (No. 92) 2012.(4) Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM92/2012
Click here to view Appendix 1 in PDF format.
RM91/2012 Glossary (GLO) Rule-Making Instrument (No. 91) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The Glossary (GLO) module – (GLO/VER25/11-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER26/06-12).Citation:
(3) This instrument may be cited as the Glossary (GLO) Rule-making Instrument (No. 91) 2012.(4) Appendix 1 to this instrument may be cited as the Glossary module or GLO.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM91/2012
Click here to view Appendix 1 in PDF format.
RM90/2012 Recognition (REC) Rule-Making Instrument (No. 90) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The Recognition (REC) module — (REC/VER6/11-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (REC/VER7/06-12).Citation:
(3) This instrument may be cited as the Recognition (REC) Rule-making Instrument (No. 90) 2012.(4) Appendix 1 to this instrument may be cited as the Recognition module or REC.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM90/2012
Click here to view Appendix 1 in PDF format.
RM89/2012 Price Stabilisation (PRS) Rule-Making Instrument (No. 89) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The Price Stabilisation (PRS) module — (PRS/VER3/07-10) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (PRS/VER4/06-12).Citation:
(3) This instrument may be cited as the Price Stabilisation (PRS) Rule-making Instrument (No. 89) 2012.(4) Appendix 1 to this instrument may be cited as the Price Stabilisation module or PRS.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM89/2012
Click here to view Appendix 1 in PDF format.
RM88/2012 Representative Office (REP) Rule-Making Instrument (No. 88) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The Representative Office (REP) module — (REP/VER3/02-11) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (REP/VER4/06-12).Citation:
(3) This instrument may be cited as the Representative Office (REP) Rulemaking Instrument (No. 88) 2012.(4) Appendix 1 to this instrument may be cited as the Representative Office module or REP.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM88/2012
Click here to view Appendix 1 in PDF format.
RM87/2012 Takeovers (TKO) Rule-Making Instrument (No. 87) 2012
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.Amendments to Modules:
(2) The Takeover (TKO) module — (TKO/VER4/01-09) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference — (TKO/VER5/06-12).Citation:
(3) This instrument may be cited as the Takeover (TKO) Rule-making Instrument (No. 87) 2012.(4) Appendix 1 to this instrument may be cited as the Takeover module or TKO.By Order of the Board
Saeb Eigner
ChairmanPaul M Koster
Chief Executive14 June 2012
RM87/2012
Click here to view Appendix 1 in PDF format.