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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • GEN 3.6.3

    An Authorised FirmG must ensure that a Financial PromotionG it has approved complies with the requirements in this chapter on an on-going basis.

    Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]

    • GEN 3.6.3 Guidance

      An Authorised FirmG which proposes to approve a Financial PromotionG where all or part of that promotion will be real time, such as a live event, will need to consider whether it is able to comply effectively with any relevant RulesG in relation to the Financial PromotionG or its approval.

      Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]