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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • GEN 3.1 Application

    • GEN 3.1.1

      This chapter applies to any PersonG who approves, makes or intends to make a Financial PromotionG in or from the DIFCG .

      Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]

    • GEN 3.1.2

      Rules GEN 3.4.1 to GEN 3.6.3 do not apply to a PersonG who makes an OfferG which is in accordance with the requirements relating to:

      (a) an Offer of SecuritiesG under the Markets Law and the MKT Rules; or
      (b) an Offer of UnitsG under the Collective Investment Law 2010 and CIR Rules.
      Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]
      [Amended] DFSA RM95/2012 (Made 14th June 2012). [VER29/06-12]
      [Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]

      • GEN 3.1.2 Guidance

        The purpose of the exclusion in GEN Rule 3.1.2 is to ensure that a PersonG who makes an OfferG referred to in that Rule is not subject to duplicative requirements under this chapter. The exclusion applies only to a communication by a PersonG making an OfferG and if that communication is subject to requirements specified in the relevant laws or Rules.

        Derived from DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]