Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

BackText onlyPrint

You need the Flash plugin.

Download Macromedia Flash Player



  • GEN 11.4 Withdrawal of a Licence at an Authorised Firm's request

    • GEN 11.4.1

      An Authorised FirmG other than a Representative OfficeG seeking to have its LicenceG withdrawn must submit a request in writing stating:

      (a) the reasons for the request;
      (b) that it has ceased or will cease to carry on Financial ServicesG in or from the DIFCG ;
      (c) the date on which it ceased or will cease to carry on Financial ServicesG in or from the DIFCG ;
      (d) that it has discharged, or will discharge, all obligations owed to its customers in respect of whom the Authorised FirmG has carried on, or will cease to carry on, Financial ServicesG in or from the DIFCG ; and
      (e) if it is providing Trust Services, that it has made appropriate arrangements for the transfer of business to a new Trust Service ProviderG and the appointment, where necessary, of new trustees.
      Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]
      [Amended] DFSA RM155/2015 (Made 9th December 2015) [VER35/02-16]