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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • Senior Executive Officer

    • GEN 7.4.2

      The Senior Executive OfficerG function is carried out by an individual who:

      (a) has, either alone or jointly with other Authorised IndividualsG , ultimate responsibility for the day-to-day management, supervision and control of one or more (or all) parts of an Authorised Firm'sG Financial ServicesG carried on in or from the DIFCG ; and
      (b) is a DirectorG , PartnerG or Senior ManagerG of the Authorised FirmG .