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  • 2010

    • RM72/2010 Enhancements to the Collective Investment Funds Regime Rules Instrument (No. 72) 2010

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the date of the coming into force of the DIFC Laws Amendment Law, DIFC Law No. 3 of 2010.

      Amendments to Rulebook Module

      (1) Collective Investment Rules module (CIR) CIR/VER12/03-10 is amended in accordance with Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – CIR/VER13/07-10. Note the entire module is replaced by the new version;
      (2) Authorisation module (AUT) AUT/VER12/01-10 is amended in accordance with Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference – AUT/VER13/07-10;
      (3) Conduct of Business module (COB) COB/VER18/03-10 is amended in accordance with Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference – COB/VER19/07-10;
      (4) Fees module (FER) FER/VER3/11-09 is amended in accordance with Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference – FER/VER4/07-10;
      (5) General module (GEN) GEN/VER25/03-10 is amended in accordance with Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference – GEN /VER26/07-10;
      (6) Glossary module (GLO) GLO/VER22/01-10 is amended in accordance with Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference – GLO/VER23/07-10;
      (7) Islamic Finance Rules module (IFR) IFR/VER1/03-10 is amended in accordance with Appendix 7 to this instrument and the module as amended by this instrument may be identified by the following reference – IFR/VER2/07-10;
      (8) Offered Securities Rules module (OSR) OSR/VER14/03-10 is amended in accordance with Appendix 8 to this instrument and the module as amended by this instrument may be identified by the following reference – OSR /VER15/07-10;
      (9) Prudential – Investment, Insurance Intermediation and Banking module (PIB) PIB/VER16/03-10 is amended in accordance with Appendix 9 to this instrument and the module as amended by this instrument may be identified by the following reference – PIB/VER17/07-10; and
      (10) Representative Office module (REP) REP/VER1/01-10 is amended in accordance with Appendix 10 to this instrument and the module as amended by this instrument may be identified by the following reference – REP/VER2/07-10.

      Citation

      (1) This instrument may be cited as Enhancements to the Collective Investment Funds Regime Rules Instrument (No.72) 2010.

      By Order of the Board

      Abdullah Saleh
      Chairman
            Paul M Koster
      Chief Executive

      June 2010
      RM72/2010


      Click here to view Destination Table in PDF format.

      Collective Investment Funds Regime — comments made in consultation: PDF format

    • RM71/2010 Enhancements to the Enforcement Framework Rules Instrument (No. 71) 2010

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the date of the coming into force of the DIFC Laws Amendment Law, DIFC Law No. 3 of 2010.

      Amendments to Rulebook Module

      (1) Enforcement Module (ENF) – ENF/VER2/02-07 is amended in accordance with Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – ENF/VER3/07-10.

      Citation

      (2) This instrument may be cited as Enhancements to the Enforcement Framework Rules Instruments (No.71) 2010

      By Order of the Board

      Abdullah Saleh
      Chairman
            Paul M Koster
      Chief Executive

      June 2010
      RM71/2010

    • RM70/2010 Enhancements to the Price Stabilisation Regime Rules Instrument (No. 70) 2010

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the date of the coming into force of the DIFC Laws Amendment Law, DIFC Law No. 3 of 2010.

      Amendments to Rulebook Module

      (1) Price Stabilisation Rules (PRS) – PRS/VER2/02-07 is amended in accordance with Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – PRS/VER3/07-10.
      (2) Glossary Module (GLO) – GLO/VER22/01-10 is amended in accordance with Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference – GLO/VER23/07-10.

      Citation

      (3) This instrument may be cited as Enhancements to the Price Stabilisation Regime Rules Instrument (No.70) 2010

      By Order of the Board

      Abdullah Saleh
      Chairman
            Paul M Koster
      Chief Executive

      June 2010
      RM70/2010

    • RM69/2010 Restructuring the DFSA's Islamic Finance Rules Rules Instrument (No. 69) 2010

      Click here to view Destination Table in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on 1 March 2010.

      Amendments to Rulebook Module

      (1) Authorised Market Institutions (AMI) — AMI/VER8/01-09 is amended in accordance with Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — AMI/VER9/03-10.
      (2) Collective Investment Rules (CIR) — CIR/VER11/01-10 is amended in accordance with Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — CIR/VER12/03-10.
      (3) Conduct of Business Module (COB) — COB/VER17/01-10 is amended in accordance with Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — COB/VER18/03-10.
      (4) General Module (GEN) — GEN/VER24/01-10 is amended in accordance with Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER25/03-10.
      (5) Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — PIB/VER15/01-10 is amended in accordance with Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference — PIB/VER16/03-10.
      (6) Offered Securities Rules (OSR) — OSR/VER13/01-09 is amended in accordance with Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER14/03-10.
      (7) Islamic Financial Business Module (ISF) — ISF/VER2/07-08 is discontinued and replaced by the Islamic Finance Rules (IFR). The replacement Module IFR contains all the provisions that were originally set out in ISF.

      Citation

      (8) This instrument may be cited as the Restructuring the DFSA's Islamic Finance Rules (No.69) 2010
      (9) Appendix 7 to this instrument may be cited as the Islamic Finance Rules (IFR).
      (10) This version of Rules in Appendix 7 to this instrument may be identified by the following reference — IFR/VER1/03-10.

      By Order of the Board

      Abdullah Saleh
      Chairman
            Paul M Koster
      Chief Executive

      February 2010
      RM69/2010